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Standard 2

Standard 2 - Ethical Norms for members of the Norwegian Securities Dealers Association

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Standard 3

Handling of conflicts of interest and content requirements for research, including sustainability information from issuers

The relationship between the Corporate Finance department and the Research department.

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Recommendation 1

Recommendation for certain investigations to be performed in the role of a manager/arranger for capital raising transactions in Norway

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Recommendation 2

The investment firm’s acquisition of transferable securities in connection with assignments

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Recommendation 4

Order book information and insider dealing

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Recommendation 5

Guidelines for employees' personal account trading

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Recommendation 8

Customer due diligence in connection with short selling

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Recommendation 10

Handling of certain types of conflict of interest

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Recommendation 11

Recommendation for recording of investment services

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Recommendation 13

Assessments and Documentation in Capital Raising Processes

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Document

General Business terms for trading in financial instruments

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Document

Om handel med finansielle instrumenter

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Document

Risk associated with Financial Instruments

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