SpareBank 1 SMN Markets is admitted as a member of the Association as of April 9th 2010.
The Commitee of European Securities (CESR) has prepared consultation papers regarding the MiFID review.
The Danish, Finnish and Norwegian Securities Dealers Association has made comments to CESR's proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares.
The turnover of unlisted shares during the first quarter of 2010 came to approximately NOK 505 mill., compared to NOK 93 mill. in the corresponding period in 2009. 3 new companies were registered on the NOTC-list and 5 companies were deregistered; one company was derigistered due to listing on Oslo Børs/Oslo Axess. The companies on the NOTC-list issued shares worth approx. NOK 51 mill. during the first quarter of 2010.
The Nordic Securities Association (NSA) has composed a position paper to the European Commission (EC) regarding OTC derivatives.
The Norwegian Securities Dealers Association has through The Nordic securities Dealers Association (NSA) submitted consultation papers to CESR's proposal on the MiFID review. The consultations are related to Investor Protection, Equity Markets and Transaction Reporting.
The Nordic Securities Association (NSA), which is a cooperation for the Nordic securities dealers associations, has prepared the annual report for 2009.
Norsk Fondsrådgivning AS is admitted as associated member of the Association as of July 5th 2010.
CMC Markets is admitted as member of the Association as of July 1st, 2010.
Finanssenteret AS is admitted as member of the Association as of November 22nd, 2010.